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Compliance Officer
Location: Cyprus

Career Opportunity

We seek to recruit a Compliance Officer to be based in our Nicosia office, who will be reporting to the Compliance Manager and Chief Compliance Officer.

Key Responsibilities

  • Improve and maintain a good understanding of the relevant regulatory requirements and provide advice and guidance to the various departments.
  • Keep abreast and review of new and amended regulations and advise on necessary actions to be taken. 
  • Ensure appropriate corporate governance and structure is in place according to FSC requirements.
  • Assist in the compliance risk assessment process ensuring that all compliance risks are appropriately identified, assessed, reported, and monitored.   
  • Assist in the preparation of periodic and other annual reports.
  • Assist in the development and implementation of a risk-based compliance monitoring program.
  • Conduct reviews/audits of departments, key business and other processes and activities to ensure the continued adherence to and effective implementation of policies, procedures, and regulations.
  • Develop, maintain and update of compliance and AML manuals, policies, procedures, and controls and ensure their compliance with the relevant laws and regulations.
  • Provide training to employees on compliance-related matters, including internal policies and procedures, the application of guidelines and standards and relevant regulatory requirements, promoting and enhancing a strong company-wide compliance culture.
  • Assist the AMLCO with review and monitoring and other quality monitoring tasks.
  • Assist in the review and approval of affiliate requests and marketing material.
  • Managing Regulatory communications and any other ad-hoc tasks as may requested by the Chief Compliance Officer or the regulatory Compliance Manager.
  • Undertake any other related tasks assigned by management.

Experience and Skills Required

  • Bachelor’s degree in Law, Business, Accounting, Finance, Economics or other related field.
  • At least 3 years of relevant experience in a similar role.
  • Previous experience in the Financial Services industry will be considered an advantage.
  • Knowledge of the regulatory regime for financial markets and investment firms.
  • Experience with other regulatory jurisdictions will be considered a strong advantage.
  • Excellent knowledge of the English language, both verbal and written. 
  • Analytical skills are a must.
  • Dynamic, hands-on and results driven.
  • Practical approach in understanding and applying regulatory requirements.
  • Ability to work under pressure and meet tight deadlines.
  • Self-motivated with an ability to work autonomously.
  • Must be able to co-ordinate effectively within a team.
  • Able to provide training either face to face or through video.

 

Due to the high volume of applicants only successful candidates will be contacted.

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